Pebble Privacy Policy Statement

Updated: September 28, 2022

PURPOSE

WHAT DOES PEBBLE FINANCE DO WITH YOUR PERSONAL INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers (our clients and prospective clients) the right to limit some but not all sharing. Federal law requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The firm collects personal information about consumers from the following sources:

  • Information provided to us to assist with their investment recommendation.

  • Information provided through engagement agreements and other documents completed in connection with the opening and maintenance of an investment account.

  • Information received from service providers, such as custodians, about investment account transactions.

How?

Financial companies often need to share consumers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their consumers’ personal information, the reasons Pebble Finance chooses to share, and whether you can limit this sharing.

Reasons we can share your personal information

For everyday business purposes to process transactions, maintain your account(s), respond to court orders or a legal investigation

  • Does Pebble Finance share? YES.

  • Can you limit this sharing? NO.

For internal marketing purposes to offer you our services

  • Does Pebble Finance share? YES.

  • Can you limit this sharing? NO.

For joint marketing with other financial companies

  • Does Pebble Finance share? NO.

  • Can you limit this sharing? YES.

For our affiliates everyday business purposes -- information about your transactions and experiences

  • Does Pebble Finance share? NO.

  • Can you limit this sharing? YES.

For our affiliates to market to you

  • Does Pebble Finance share? NO.

  • Can you limit this sharing? YES.

For non-affiliates to market to you

  • Does Pebble Finance share? NO.

  • Can you limit this sharing? We don’t share.

How does Pebble Finance protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with state or federal law, as appropriate. These measures include computer safeguards and secured files and buildings. We also maintain procedural safeguards to protect your personal information.

How does Pebble Finance collect my personal information?

  • We collect your personal information when you engage our advisory firm

  • When you open, make a deposit or withdrawal from your investment account managed by our firm

  • When you use a credit card to pay our firm

We do not collect your personal information from others such as credit bureaus, affiliates, or other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes

  • affiliates from using your information to market to you

  • sharing for non-affiliates to market to you

State laws and individual companies (e.g., your insurance company, etc.) may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership or control of our firm. They can be financial and non-financial companies.

  • Pebble Finance has an affiliated parent company.

Non-Affiliates

Companies not related by common ownership or control. They can be financial and non-financial companies.

  • Pebble Finance does not share with non-affiliates so that can market to you.

Joint Marketing

A formal agreement between non-affiliated financial companies that together market financial products or services to you.

  • We do not engage in joint marketing arrangements.

    We reserve the right to change our privacy policy from time to time, should there be any changes to the policy, we will provide you with the most up-to-date version.

     

    Pebble RIA, LLC

    Web: pebble.finance

    Twitter: twitter.com/pebble_finance

    Facebook: facebook.com/investwithpebble

    Instagram: instagram.com/pebble_finance

    LinkedIn: linkedin.com/company/76436799

    TikTok: tiktok.com/@pebble_finance